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Journal article

Regulatory sanctions and reputational damage in financial markets

Abstract:

We study the impact of the enforcement of financial regulation by the United Kingdom’s regulatory authorities on the market price of penalized firms. Existing studies rely on analyses of multiple events that may distort the measurement of reputational losses. In the United Kingdom, the entire enforcement process involves only one public announcement and is accompanied by complete information on legal penalties. We find that reputational losses are nearly nine times the size of fines and are a...

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Publication status:
Published
Peer review status:
Peer reviewed

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Publisher copy:
10.1017/s0022109017000461

Authors


More by this author
Institution:
University of Oxford
Division:
SSD
Department:
Law
Sub department:
Law Faculty
Oxford college:
Oriel College
Role:
Author
ORCID:
0000-0001-6903-926X
More by this author
Institution:
University of Oxford
Division:
Social Sciences Division
Department:
Said Business School
Oxford college:
St Edmund Hall
Role:
Author
Publisher:
Cambridge University Press Publisher's website
Journal:
Journal of Financial and Quantitative Analysis Journal website
Volume:
52
Issue:
4
Pages:
1429-1448
Publication date:
2017-07-03
Acceptance date:
2015-12-16
DOI:
ISSN:
0022-1090 and 1756-6916
Language:
English
Keywords:
Pubs id:
pubs:585514
UUID:
uuid:f085a158-3ff1-4018-8cf6-ee5a672ec635
Local pid:
pubs:585514
Source identifiers:
585514
Deposit date:
2019-10-08

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